中国经济网北京6月8日讯 (李辉) 道琼斯通讯社今天报道说,由于担心在美国上市的中国公司可能存在会计违规行为,美国经纪商盈透证券(Interactive Brokers Group Inc。)已经禁止客户以保证金方式买进部分中国公司股票。报道中说,被列入禁买名单的中国公司多达130多家,其中大部分是去年以来在纳斯达克上市的中国中小公司和网络概念公司。
美国证券交易委员会(Securities and Exchange Commission,英文简称:SEC)调查发现数十家中国在美上市公司存在会计问题。最近几个月来这些公司股票价格出现了急速下跌。
道琼斯的报道中说,盈透证券本周就将开始执行上述规定,目前该公司客户已经不能通过保证金交易方式买进被列入名单的中国公司股票。报道中说,盈透证券公布的名单上列出了132家中国公司的159只不同证券,其中大约90只在美国上市交易,其余的在德国、加拿大或其它国家上市交易。
目前中国经济网记者尚不清楚究竟哪些中国公司被列上这份名单,盈透证券的一位发言人拒绝对上述消息发表评论。网上公开的信息显示,盈透证券成立于1977年,是美国最大的非银行券商,公司总部在康涅狄格州的格林威治,该公司目前已经在全球80多个国家和地区展开了证券经纪业务。
附132家中国公司名单(新浪科技附)
名称 | 代码 | 主要交易市场 |
3SBIO INC-ADR | SSRX | NASDAQ |
AAA ENERGY INC | AAV | FWB |
ACORN INTERNATIONAL INC-ADR | ATV | NYSE |
ACTIONS SEMICONDUCTOR CO-ADR | ACTS | NASDAQ |
AGRIA CORP - ADR | GRO | NYSE |
AIRMEDIA GROUP INC-ADR | AMCN | NASDAQ |
AIRTAC INTERNATIONAL GROUP | 1590 | TAI |
AMBOW EDUCATION HOLDING-ADR | AMBO | NYSE |
ANDATEE CHINA MARINE FUEL SE | AF0 | SWB |
ANDATEE CHINA MARINE FUEL SE | AMCF | NASDAQ |
APOLLO SOLAR ENERGY INC | FXA | SWB |
A-POWER ENERGY GENERATION | APWR | NASDAQ |
A-POWER ENERGY GENERATION | 4OS | FWB |
ASIAINFO-LINKAGE INC | AFB | IBIS |
ATA INC-ADR | ATAI | NASDAQ |
BCD SEMICONDUCTOR MANUFA-ADR | BCDS | NASDAQ |
BIOSTAR PHARMACEUTICALS INC | 7BN | SWB |
BIOSTAR PHARMACEUTICALS INC | BSPM | NASDAQ |
BITAUTO HOLDINGS LTD-ADR | BITA | NYSE |
BODISEN BIOTECH INC | DZ9 | FWB |
BOHAI PHARMACEUTICALS GROUP | 3B2 | SWB |
BONA FILM GROUP LTD-SPON ADR | BONA | NASDAQ |
BOYUAN CONSTRUCTION GROUP IN | BOY | TSE |
CHANGYOU.COM LTD-ADR | CYOU | NASDAQ |
CHARM COMMUNICATIONS INC-ADR | CHRM | NASDAQ |
CHEMSPEC INTL LTD - ADR | CPC | NYSE |
CHINA 3C GROUP | GXS | SWB |
CHINA BAK BATTERY INC | B6J | FWB |
CHINA BAK BATTERY INC | CBAK | NASDAQ |
CHINA CABLECOM HOLDINGS LTD | CCUN | IBIS |
CHINA CABLECOM HOLDINGS LTD | CABL | NASDAQ |
CHINA CENTURY DRAGON MEDIA I | ZDR | SWB |
CHINA CERAMICS CO LTD | CCCLU | NASDAQ |
CHINA CERAMICS CO LTD | C9E | SWB |
CHINA CGAME INC | CA6N | IBIS |
CHINA CGAME INC | CCGM | NASDAQ |
CHINA DASHENG BIOTECHNOLOGY | 16D | FWB |
CHINA DIGITAL TV HOLDING-ADR | STV | NYSE |
CHINA DISTANCE EDUCATION-ADR | DL | NYSE |
CHINA ENERGY CORP | ZCE | SWB |
CHINA FINANCE ONLINE CO-ADR | JRJC | NASDAQ |
CHINA GENGSHENG MINERALS INC | CGS | FWB |
CHINA GRENTECH CORP LTD-ADR | GRRF | NASDAQ |
CHINA MASS MEDIA CORP-ADR | CMM | NYSE |
CHINA MEDICAL TECH-SPON ADR | CMED | NASDAQ |
CHINA MEDICINE CORP | XM2 | SWB |
CHINA NEPSTAR CHAIN DRUG-ADR | NPD | NYSE |
CHINA NUOKANG BIO-PH-SP ADR | NKBP | NASDAQ |
CHINA ORGANIC AGRICULTURE IN | 4CA | FWB |
CHINA POWER EQUIPMENT INC | 5XP | TIQSSWB |
CHINA RITAR POWER CORP | YXC | SWB |
CHINA SHENGDA PACKAGING GROU | 0CH | FWB |
CHINA SHENGDA PACKAGING GROU | CPGI | NASDAQ |
CHINA SHENGHUO PHARMACEUTICA | 54C | IBIS |
CHINA SHENGHUO PHARMACEUTICA | KUN | AMEX |
CHINA SHUANGJI CEMENT LTD | C99N | FWB |
CHINA SUNERGY CO LTD-ADR | CSUN | NASDAQ |
CHINA TECHFAITH WIRELESS-ADR | CNTF | NASDAQ |
CHINA WATER GROUP INC | DI1 | FWB |
CHINA XD PLASTICS CO LTD | 02Y | FWB |
CHINA XINIYA FASHIO-SPON ADR | XNY | NYSE |
CHINA ZENIX AUTO INTERNA-ADR | ZX | NYSE |
CHINACACHE INTERNAT-SPON ADR | CCIH | NASDAQ |
CHINAEDU CORP-ADR | CEDU | NASDAQ |
CONCORD MEDICAL - SPON ADR | CCM | NYSE |
COUNTRY STYLE COOKI-SPON ADR | CCSC | NYSE |
DAQO NEW ENERGY CORP-ADR | DQ | NYSE |
DEHAIER MEDICAL SYSTEMS LTD | J8D | FWB |
DEHAIER MEDICAL SYSTEMS LTD | DHRM | NASDAQ |
E-COMMERCE CHINA-SPON ADR | DANG | NYSE |
EFUTURE INFORMATION TECHNOLO | 4EF | FWB |
ELONG INC-SPONSORED ADR | LONG | NASDAQ |
ETERNAL TECHNOLOGIES GROUP | ETO | FWB |
FORLINK SOFTWARE CORP | YNO1 | FWB |
FUNTALK CHINA HOLDINGS LTD | FTLK | NASDAQ |
FUWEI FILMS HOLDINGS CO LTD | F4B | IBIS |
GLG LIFE TECH CORPORATION | GLG | TSE |
GLOBAL EDUCATION & TECH-ADR | GEDU | NASDAQ |
GUSHAN ENVIRONMENTAL ENE-ADR | GU | NYSE |
HANGFENG EVERGREEN INC | HF | TSE |
HARTCOURT COMPANIES INC | HCT | SWB |
HIGHPOWER INTERNATIONAL INC | HKN | SWB |
HIGHPOWER INTERNATIONAL INC | HPJ | NASDAQ |
HISOFT TECHNOLOGY INT-ADR | HSFT | NASDAQ |
HOLLYSYS AUTOMATION TECHNOLO | 46H | FWB |
HOLLYSYS AUTOMATION TECHNOLO | HOLI | NASDAQ |
IFM INVESTMENTS LTD-ADS | CTC | NYSE |
ITONIS INC | IX2 | IBIS |
JIAYUAN.COM INTERNATIONA-ADR | DATE | NASDAQ |
JINGWEI INTERNATIONAL LTD | WJI | SWB |
JINPAN INTERNATIONAL LTD | 3QN | FWB |
JINPAN INTERNATIONAL LTD | JST | NASDAQ |
KANDI TECHNOLOGIES CORP | K8A | FWB |
KINGTONE WIRELESSINFO SO-ADR | KONE | NASDAQ |
KU6 MEDIA CO LTD-SPN ADR | KUTV | NASDAQ |
LENTUO INTERNATI-SPON ADS | LAS | NYSE |
LINKWELL CORP | LHX | SWB |
LIZHAN ENVIRONMENTAL CORP | LZEN | NASDAQ |
MECOX LANE LTD-ADR | MCOX | NASDAQ |
MIGAO CORPORATION | MGO | TSE |
MINCO SILVER CORPORATION | MSV | TSE |
NETQIN MOBILE INC - ADR | NQ | NYSE |
NEW DRAGON ASIA CORP | BQ4 | IBIS |
NOAH EDUCATION HOLDINGS-ADR | NED | NYSE |
ORIGIN AGRITECH LTD | 39O | SWB |
ORIGIN AGRITECH LTD | SEED | NASDAQ |
ORSUS XELENT TECHNOLOGIES IN | O5X | FWB |
ORSUS XELENT TECHNOLOGIES IN | ORS | AMEX |
OSSEN INNOVATION CO-SPON ADR | OSN | NASDAQ |
PHOENIX NEW MEDIA LTD -ADS | FENG | NYSE |
PRIME ACQUISITION CORP | PACQ | NASDAQ |
PRIME ACQUISITION CORP | PACQU | NASDAQ |
QIAO XING MOBILE COMMUNICATI | F2A | IBIS |
QIAO XING MOBILE COMMUNICATI | QXM | NYSE |
QIAO XING UNIVERSAL RESOURCE | QXU | FWB |
QIAO XING UNIVERSAL RESOURCE | NASDAQ | |
RDA MICROELECTRON-SPON ADR | RDA | NASDAQ |
RECON TECHNOLOGY LTD | RCON | NASDAQ |
SEARCHMEDIA HOLDINGS LTD | IDI | AMEX |
SEARCHMEDIA HOLDINGS LTD-UTS | IDI U | AMEX |
SGOCO GROUP LTD | SGOC | NASDAQ |
SHANGPHARMA CORP-ADR | SHP | NYSE |
SINA CORP | YIN | FWB |
SINO GAS & ENERGY HOLDINGS L | SEH | ASX |
SINOBIOMED INC | G8U | FWB |
SINOHUB INC | 7S3 | FWB |
SINOTECH ENERGY LTD-SPON ADR | CTE | NASDAQ |
SINOVAC BIOTECH LTD | SVQ | FWB |
SINOVAC BIOTECH LTD | SVA | NASDAQ |
SKY DIGITAL STORES CORP | YN3 | FWB |
SKY-MOBI LTD-SP ADR | MOBI | NASDAQ |
SKYSTAR BIO-PHARMACEUTICAL | GNJC | FWB |
SOHU.COM INC | XOU | FWB |
SYSWIN INC-SPON ADS | SYSW | NYSE |
TAL EDUCATION GROUP- ADR | XRS | NYSE |
TELESTONE TECHNOLOGIES CORP | MSOA | FWB |
THE9 LTD-ADR | NCTY | NASDAQ |
TIANLI AGRITECH INC | 7TA | FWB |
TIANLI AGRITECH INC | OINK | NASDAQ |
TIBET PHARMACEUTICALS INC | TXP | SWB |
TIBET PHARMACEUTICALS INC | TBET | NASDAQ |
TRI-TECH HOLDING INC | TTW | FWB |
TRI-TECH HOLDING INC | TRIT | NASDAQ |
TRUNKBOW INTERNATIONAL HOLDI | TBJ | IBIS |
TRUNKBOW INTERNATIONAL HOLDI | TBOW | NASDAQ |
UTSTARCOM INC | UTS | FWB |
UTSTARCOM INC | UTSI | NASDAQ |
UTSTARCOM INC | UTSI | MEXI |
VIMICRO INTERNATIONAL CO-ADR | VIMC | NASDAQ |
VISIONCHINA MEDIA INC-ADR | VISN | NASDAQ |
WSP HOLDINGS LTD-ADR | WH | NYSE |
XINHUA CHINA LTD | X5R | IBIS |
XINYUAN REAL ESTATE CO L-ADR | XIN | NYSE |
YAYI INTERNATIONAL INC | 8YJ | SWB |
YUCHENG TECHNOLOGIES LTD | YCT | SWB |
YUCHENG TECHNOLOGIES LTD | YTEC | NASDAQ |
ZHENG HE GLOBAL CAPITAL LTD | ZHE | ASX |
ZHONGPIN INC | CWP | FWB |
ZOOM TECHNOLOGIES INC | ZT2A | FWB |
ZUOAN FASHION LTD-SPON ADR | ZA | NYSE |